Scope of Work

Responsibilities:

• Perform SFC Type 6 regulated activities including IPO sponsor, Takeovers and general corporate finance advisory transactions in accordance with Listing Rules and the Takeovers Code.

• Involve in analyzing client industries and regulatory frameworks for deal assessment and preparation of comprehensive pitching materials.

• Exercise strong professional judgment in transaction due diligence and execution, observe and ensure due diligence and execution works meet all regulatory standards.

• Involve in preparation and review of regulatory documentation (announcements, prospectuses, circulars) and financial models.

• Liaise with corporate clients, professional parties, and regulators (HKEX and SFC) as needed throughout the transaction lifecycle.

• Maintain proper and detailed audit trails for all work performed to ensure internal and regulatory compliance.

• Undertake business travel to the PRC and other outbound destinations as required.

• Handle internal administrative duties and complete ad-hoc tasks assigned by management.

Requirement

Qualifications:

• Degree holder or above in Accounting, Law, Finance, or related disciplines; professional qualifications such as CPA/CFA (holder or active candidate) preferred.

• A minimum of 2 years’ relevant experience in investment banking, securities firms, external/internal audit, or a legal environment.

Candidates with additional experience will be considered for a more senior position.

• Sound working knowledge of the Listing Rules, Takeovers Code, and local regulatory requirements.

• Passing of HKSI Licensing Examinations Papers 1, 16 and 17 highly preferred.

• Proactive, self-driven, independent, professional, with effective communications and interpersonal skills.

• Excellent command of both written and spoken English and Chinese, including fluency in Putonghua.

https://www.ccnew.com.hk/tc/contact/career